Be sure to read part 1 of the series first: A series dedicated to starting your own RIA
The best way to consider the key components of forming your own RIA is to bucket them as follows: Legal, Compliance, Finance, Partners & Vendors, Administrative Functions, and Marketing. Let’s dig into each.
We hope this serves as a useful high-level checklist of everything needed to establish your own RIA. As always, if you have any questions on any of these items, please feel free to contact us at firstname.lastname@example.org.